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Nasdaq Service Bureau Agreement

Posted byadminon13 12 2020. 0 Comments

Within 25 days of notification of a Rule 1014 or 1017 decision, an applicant may submit a written request for reconsideration to the Exchange Assessment Board. A request for reconsideration specifies the reasons why the department`s decision is inconsistent or should be revoked in another way, in accordance with Rule 1014, and whether a hearing is requested. At the same time, the applicant files a copy of the application with the Department. All Nasdaq agreements and forms are available in the Portable Document format (. PDF) or web format. To view and print PDF documents, you need Adobe Reader software. The department is decided for the applicant in accordance with Rule 1012. The decision takes effect as a result of this service and remains in effect during the review until a decision constituting a final deed of the Exchange has been made in accordance with the provisions of Rule 1015 or 1016, unless other provisions are in place by the Exchange Council, the Exchange Council or the Commission. Other brands or names of products used on the site are the trademarks and/or service marks of their respective owners, should be treated as such and can be registered in different jurisdictions.

“Information” is the exclusive property of BOLSA MEXICANA DE VALORES, S.A.B. DE C.V., therefore, the “DISTRIBUTOR” may only use the information for its own purposes, in accordance with its activities and with the limitations of that agreement and those established by law in relation to copyright. Subscribers (as defined in the Nasdaq U.S. Services Agreement) must use the required forms if they inform the Nasdaq in writing that they are requesting new services, terminating existing services or modifying existing services. Below are agreements and forms needed to subscribe to Nasdaq trading services and secure Data and Secure Services on this site. You`ll find specific instructions for subscribe to each product or service, including the agreements and forms you need, on each product and service page. If a hearing is requested or directed, the hearing will take place within 45 days of the application being submitted to the Information Exchange Review Board or the notification of the notice by the subcommittee. The Exchange Assessment Board sends the applicant, by fax or night mail, the date and time of the hearing by fax or night mail no later than 14 days before the hearing. (1) an agreement to comply with federal securities laws, the rules and regulations inscribed in them, rules and all provisions, orders, instructions and decisions and sanctions adopted in accordance with the rules; (E) The service or electronic notification is deemed complete on the date of transmission, unless the service or notification is not deemed to have been made when the service or the applicant, after the transmission, stated that the transmission attempt was made.

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